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Regulatory News AGAMA N°33

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A l’actualité un focus sur la Directive sur la Distribution d’Assurance «DDA» entrée en application le 1er octobre In the news a focus on the Insurance Distribution Directive “DDA” that came into effect on October 1, 2018 and a focus on the BENCHMARK regulation that came into effect on January 1, 2018.

The Summary in detail :

AGAMA Focus
– Insurance Distribution Directive (IDD),instructions for October 1, 2018
– Benchmark Regulation

Authorité des Marchés Financiers (AMF)
– Summary of controls conducted on the marketing of financial instruments
– Scheme for verifying the minimum level of knowledge of market participants

Sanctions and settlements by the AMF Enforcement Committee
– Composition agreements and CIF sanctions
– Sanction KEREN FINANCE

Professional associations of PMCs
– The display of costs and fees related to financial investment
– The 5th AML/CFT Directive: the main changes
– SCPI: Provision of a PRIIPs CID template to asset management companies
– Clarifications on best execution/selection client reporting for GSM
– AFG responds to a FATF consultation
– Benchmark: Action plan in case of substantial modification or termination of a benchmark

French institutions
– ESMA Q&A update on the application of the UCITS and AIFM Directives

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