The Summary in detail: Update of the doctrine on the information to be provided by UCIs integrating non-financial approaches (PR 2020-03) Statement by supervisory authorities… Read More »SGP regulatory news N°51 – Q1 2022
A regulatory watch rich in news. In summary : Current topics, in particular ACPR recommendation 2022-R-01 of May 9, 2022 on the handling of complaints… Read More »CGP regulatory watch – Q2 2022
A regulatory watch rich in news. In summary : Current topics, in particular the reform of brokerage, the entry into application of PRIIPS, cold calling… Read More »CGP regulatory watch – Q1 2022
BELT Solutions is highlighted on pages 56 and 57 of Magazine Compliances N°15 of April. “With BELT, it’s “belt and suspenders” for regulatory compliance! Sometimes… Read More »Compliances Magazine – April 2022 – BELT Solutions highlighted
The Summary in detail: SPOT control Loan granting SPOT Control: Product Governance EBA Guidelines: AML Risk factors ESMA: Investment recommendations on social media QPC: Lack… Read More »SGP regulatory news N°50
To our CGP Clients: we remind you that you have until April 30, 2022 to complete your #FRACIF 2022. Request our detailed FRA-CIF 2022 Guide… Read More »#CGP : FRACIF 2022 – deadline April 30
A regulatory watch rich in news. In summary : Current topics, in particular the updating the AMF doctrine on incentives and compensation received under discretionary… Read More »CGP regulatory watch – Q4 2021
The Summary in detail : Cross-Border Distribution ABM Guide by AFG Doctrine on subcontracting to cloud providers “Cloud” Update of the doctrine concerning the incentives… Read More »SGP regulatory watch N ° 49
A regulatory watch rich in news. In summary : – Current topics, in particular online subscription, best practices & an extract of the guiding principles… Read More »CGP regulatory watch – Q3 2021
